FOR REGISTERING NEW
TRADERS WITH MEXDER PLEASE FOLLOW THE NEXT STEPS:
1. MexDer Personnel Accreditation:
ü
These documents must be sent in letterhead paper and
handwritten signatures:
o
Willingness
Declare
o
Letter of
Signatures
o
Personnel
Designation
o
Privacy
Notice
o
AMIB Certification (Follow the process below)
2.
AMIB certification:
Requirements:
ü
Simple copy of their official ID (passport, drivers license,
etc.)
ü
Local Aspects Study with their full name as it appears
on the official ID and blue-ink handwritten signature.
|
Local Aspects Study
|
ü Simple copy of their recognized foreign
certification. AMIB recognizes the following:
|
Figure
|
Institution
|
Equivalence
|
|
Series 3
|
FINRA
|
a) Trader and Sales Agent
b) Accounts
Management, just valid if the accredited personnel work with a Trading Member
of MexDer
|
|
Series 4
|
FINRA
|
a)
Trader and Sales Agent
b) Accounts
Management, just valid if the accredited personnel work with a Trading Member
of MexDer
|
|
Series 7
|
FINRA
|
Trader
|
|
Trader Examination at Eurex
|
Eurex / Deutsche
Börse
|
Trader and Sales Agent
|
|
Licencia de Operador (MEFF)
|
Institute MEFF
|
Trader and Sales Agent
|
|
Licencia de Clearing y Operador (MEFF)
|
Institute MEFF
|
a) Trader and Sales Agent
b) Accounts
Management
|
|
Licencia de Clearing (MEFF)
|
Institute MEFF
|
Accounts Management
|
|
Associated Person (AP)
|
NFA
|
Trader and Sales Agent
|
|
Floor Broker (FB)
|
NFA
|
Trader and Sales Agent
|
|
Floor Trader (FT)
|
NFA
|
Trader and Sales Agent
|
|
Principal
|
NFA
|
Trader
|
|
Financial Risk Manager
|
GARP
|
Risk
Management
|
|
Professional Risk Manager
|
PRMIA
|
Risk Management
|
|
CFA (Chartered Financial
Analyst)
|
CFA
|
Trader and Sales Agent
|
Note: The
equivalency process is subject to a fee charged by AMIB, the institution
responsible for issuing the equivalency. This fee must be paid directly to AMIB
as part of the equivalency application process.
